SEC Form 4 · accession 0001225033-16-000125
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew J Espe
Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 6:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Dec 15, 2016 | A | 2,606 | $0.00 | A | 6,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to Purchase Common Stock | $15.70 | Dec 15, 2016 | A | 5,212 | A | Dec 15, 2017 | Dec 15, 2026 | Common Stock, $0.01 par value | 5,212 | 5,212 | D |