SEC Form 4 · accession 0001225033-16-000114
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Norman C Chambers
Officer — Chairman & CEO · Director
Period of report
Nov 23, 2016
Accepted (ET)
Nov 28, 2016 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF2 | Nov 23, 2016 | S | 36,434 | $17.5006 | D | 495,500 | D | |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 24,165 | I | NCI 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 13, 2016.
- F2Represents the weighted average selling price sold within the range of $17.50 and $17.55. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Holdings calculated as of November 25, 2016.