SEC Form 4 · accession 0001225033-16-000108
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd R Moore
Officer — EVP, GC & Secretary
Period of report
Oct 5, 2016
Accepted (ET)
Oct 7, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Oct 5, 2016 | S | 5,323 | $14.9044 | A | 76,546 | D | |
| Common Stock, $0.01 par valueF2 | holding | — | — | — | 5,682 | I | NCI 401(k) Plan. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents the weighted average selling price sold within the range of $14.9000 and $14.9150. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F2Holdings calculated as of October 5, 2016.