SEC Form 4 · accession 0001225033-15-000020
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John L Kuzdal
Officer — Pres. of Group Manufacturing
Period of report
Jul 15, 2015
Accepted (ET)
Jul 16, 2015 · 12:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Jul 15, 2015 | A | 44,774 | $0.00 | A | 98,136 | D | |
| Common Stock, $0.01 par value | Jul 15, 2015 | F | 15,258 | $14.41 | D | 82,878 | D | |
| Common Stock, $0.01 par valueF2 | Jul 15, 2015 | S | 12,000 | $13.9553 | D | 70,878 | D | |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 459 | I | NCI 401(k) Plan. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock received as a result of settlement of earned FY 2012 PSUs.
- F2Represents the weighted average selling price for 12,000 shares sold within the range of $13.90 and $14.01. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- F3Holdings calculated as of July 14, 2015.