SEC Form 4 · accession 0001209191-17-065688
NCI BUILDING SYSTEMS INC · NCS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
CLAYTON DUBILIER & RICE FUND VIII LP
10% Owner
CD&R FRIENDS & FAMILY FUND VIII LP
10% Owner
CD&R ASSOCIATES VIII, LP
10% Owner
CD&R Associates VIII, Ltd.
10% Owner
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883902
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Dec 13, 2017 | S | 7,150,000 | $19.36 | D | 22,801,763 | I | See note |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the sale of shares, Clayton, Dublier & Rice Fund VIII, L.P. ("Fund VIII") directly owns 22,744,824 shares of common stock and CD&R Friends & Family Fund VIII, L.P. ("F&F VIII") directly owns 56,939 shares of common stock. As a general partner of both Fund VIII and F&F VIII, CD&R Associates VIII, Ltd. may be deemed to own a total of 22,801,763 shares of common stock. CD&R Associates VIII, L.P. is the sole stockholder of CD&R Associates VIII, Ltd. and CD&R Investment Associates VIII, Ltd. is the general partner of CD&R Associates VIII, L.P. CD&R Associates VIII, Ltd, CD&R Associates VIII, L.P. and CD&R Investment Associates VIII, Ltd. expressly disclaim beneficial ownership of the shares of common stock held by Fund VIII and F&F VIII.