SEC Form 4 · accession 0001127602-18-014736
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. White
Officer — Executive V.P. and COO
Period of report
Apr 15, 2018
Accepted (ET)
Apr 17, 2018 · 2:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 15, 2018 | F | 3,716 | $14.98 | D | 137,370 | D | |
| Common StockF1,F2 | Apr 15, 2018 | A | 26,214 | $0.00 | A | 163,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $83.8325 | holding | — | — | — | Oct 15, 2013 | Oct 15, 2020 | Common Stock | 9,272 | 9,272 | D |
| Stock Appreciation Right | $106.395 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2021 | Common Stock | 2,182 | 2,182 | D |
| Stock Appreciation Right | $113.04 | holding | — | — | — | Mar 15, 2015 | Mar 15, 2022 | Common Stock | 9,668 | 9,668 | D |
| Stock Appreciation Right | $80.215 | holding | — | — | — | Mar 15, 2016 | Mar 15, 2023 | Common Stock | 11,705 | 11,705 | D |
| Stock Appreciation Right | $47.99 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2024 | Common Stock | 19,985 | 19,985 | D |
Explanation of responses
- F1Exercisable as to 1/3 on 4/15/19, 1/3 on 4/15/20, and 1/3 on 4/15/21, cumulatively.
- F2After giving effect to the grant of Restricted Stock Units reported herein, consists of 108,946 Restricted Stock Units.