SEC Form 4 · accession 0001127602-17-014951
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A McKelvey
Officer — Executive Vice President
Period of report
Apr 15, 2017
Accepted (ET)
Apr 18, 2017 · 5:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 15, 2017 | A | 35,902 | $0.00 | A | 106,278 | D | |
| Common StockF2,F3 | Apr 15, 2017 | A | 40,389 | $0.00 | A | 146,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $95.905 | holding | — | — | — | Apr 15, 2014 | Apr 15, 2021 | Common Stock | 2,499 | 2,499 | D |
| Stock Appreciation Right | $113.04 | holding | — | — | — | Mar 15, 2015 | Mar 15, 2022 | Common Stock | 2,725 | 2,725 | D |
| Stock Appreciation Right | $80.215 | holding | — | — | — | Mar 15, 2016 | Mar 15, 2023 | Common Stock | 9,133 | 9,133 | D |
| Stock Appreciation Right | $80.215 | holding | — | — | — | Mar 15, 2016 | Mar 15, 2023 | Common Stock | 1,523 | 1,523 | D |
| Stock Appreciation Right | $36.725 | holding | — | — | — | Dec 22, 2016 | Dec 22, 2023 | Common Stock | 21,740 | 21,740 | D |
| Stock Appreciation Right | $47.985 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2024 | Common Stock | 17,634 | 17,634 | D |
Explanation of responses
- F1Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 50% on 4/15/19; as to 50% on 4/15/20, cumulatively.
- F2Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 4/15/18; as to 1/3 on 4/15/19; as to 1/3 on 4/15/20, cumulatively.
- F3After giving effect to the grant of Restricted Stock Units reported herein, consists of 121,745 Restricted Stock Units