SEC Form 4 · accession 0001127602-17-011788
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Quick
Director
Period of report
Mar 14, 2017
Accepted (ET)
Mar 15, 2017 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2017 | F | 660 | $16.41 | D | 27,225 | D | |
| Common Stock | Mar 14, 2017 | D | 10,641 | $13.65 | D | 16,584 | D | |
| Common Stock | Mar 14, 2017 | M | 12,000 | $13.65 | A | 28,584 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF1 | $13.65 | Mar 14, 2017 | M | 12,000 | D | Mar 15, 2010 | Mar 15, 2017 | Common Stock | 12,000 | 0 | D |
| Stock Appreciation RightF2 | $38.395 | holding | — | — | — | Mar 15, 2011 | Mar 15, 2018 | Common Stock | 8,806 | 8,806 | D |
| Stock Appreciation Right | $81.23 | holding | — | — | — | Mar 15, 2012 | Mar 15, 2019 | Common Stock | 10,949 | 10,949 | D |
| Stock Appreciation RightF3 | $127.835 | holding | — | — | — | Mar 15, 2013 | Mar 15, 2020 | Common Stock | 14,318 | 14,318 | D |
Explanation of responses
- F1Not applicable.
- F2Exercisable as to 1/3 on 7/15/17, 1/3 on 7/15/18, and 1/3 on 7/15/19, cumulatively.
- F3Exercisable as to 1/3 on 3/15/13; as to 1/3 on 3/15/14; and as to 1/3 on 3/15/15, cumulatively.