SEC Form 4 · accession 0001127602-16-058241
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Andrew Evans
Officer — Executive Vice President
Period of report
Jul 15, 2016
Accepted (ET)
Jul 19, 2016 · 3:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jul 15, 2016 | A | 13,988 | $0.00 | A | 30,699 | D | |
| Common Stock | Jul 15, 2016 | F | 576 | $0.00 | D | 30,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4,F3 | $29.49 | Jul 15, 2016 | A | 48,134 | A | Jul 15, 2017 | Jul 15, 2024 | Common Stock | 48,134 | 48,134 | D |
| Stock Appreciation Right | $101.365 | holding | — | — | — | Jul 15, 2015 | Jul 15, 2022 | Common Stock | 5,101 | 5,101 | D |
| Stock Appreciation Right | $80.215 | holding | — | — | — | Mar 15, 2016 | Mar 15, 2023 | Common Stock | 5,295 | 5,295 | D |
| Stock Appreciation Right | $47.985 | holding | — | — | — | Mar 15, 2017 | Mar 15, 2024 | Common Stock | 10,287 | 10,287 | D |
Explanation of responses
- F1Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 7/15/17; as to 1/3 on 7/15/18; as to 1/3 on 7/15/19, cumulatively.
- F2After giving effect to the grant of Restricted Stock Units reported herein, includes 28,984 Restricted Stock Units and also includes 344 shares held through a 401(k) plan account as of 7/7/16.
- F3Exercisable as to 1/3 on 7/15/17, 1/3 on 7/15/18, and 1/3 on 7/15/19, cumulatively.
- F4Not Applicable.