SEC Form 4 · accession 0001127602-16-046802
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Darren E. Hart
Officer — Executive Vice President
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2016 | F | 1,543 | $0.00 | D | 37,090 | D | |
| Common StockF1,F2 | Mar 15, 2016 | A | 9,847 | $0.00 | A | 46,937 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4,F3 | $47.99 | Mar 15, 2016 | A | 18,515 | A | Mar 15, 2017 | Mar 15, 2024 | Common Stock | 18,515 | 18,515 | D |
| Stock Appreciation Right | $128.29 | holding | — | — | — | Jul 15, 2012 | Jul 15, 2019 | Common Stock | 5,343 | 5,343 | D |
| Stock Appreciation Right | $127.835 | holding | — | — | — | Mar 15, 2013 | Mar 15, 2020 | Common Stock | 4,945 | 4,945 | D |
| Stock Appreciation Right | $106.395 | holding | — | — | — | Mar 15, 2014 | Mar 15, 2021 | Common Stock | 4,614 | 4,614 | D |
| Stock Appreciation Right | $113.04 | holding | — | — | — | Mar 15, 2015 | Mar 15, 2022 | Common Stock | 12,179 | 12,179 | D |
| Stock Appreciation Right | $80.215 | holding | — | — | — | Mar 15, 2016 | Mar 15, 2023 | Common Stock | 11,212 | 11,212 | D |
Explanation of responses
- F1Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 3/15/16; as to 1/3 on 3/15/17; and as to 1/3 on 3/15/18, cumulatively.
- F2After giving effect to the grant of Restricted Stock Units reported herein, consists of 39,613 Restricted Stock Units.
- F3Exercisable as to 1/3 on 3/15/17; as to 1/3 on 3/15/18; and as to 1/3 on 3/15/19, cumulatively.
- F4Not applicable.