SEC Form 5 · accession 0001127602-16-040028
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kosta N Kartsotis
Officer — Chairman of the Board & CEO · Director · 10% Owner
Period of report
Jan 3, 2016
Accepted (ET)
Feb 8, 2016 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Dec 11, 2015 | J | 300,000 | $0.00 | A | 4,951,019 | D | |
| Common StockF2 | Dec 11, 2015 | J | 300,000 | $0.00 | D | 0 | I | by GRAT 2014-1B |
| Common StockF2 | Dec 30, 2015 | J | 450,000 | $0.00 | A | 450,000 | I | by GRAT 2015-1 |
| Common StockF2 | Dec 30, 2015 | J | 450,000 | $0.00 | D | 4,951,019 | D | |
| Common StockF2 | Mar 20, 2015 | J | 162,502 | $0.00 | A | 4,951,019 | D | |
| Common StockF2 | Mar 20, 2015 | J | 162,502 | $0.00 | D | 62,498 | I | by GRAT 2014-1 |
| Common StockF2 | Mar 27, 2015 | G | 120,475 | $0.00 | D | 4,951,019 | D | |
| Common StockF2 | Mar 3, 2015 | G | 10,000 | $0.00 | D | 4,951,019 | D | |
| Common StockF2 | Dec 30, 2015 | J | 300,000 | $0.00 | D | 4,951,019 | D | |
| Common StockF2 | Dec 30, 2015 | J | 300,000 | $0.00 | A | 300,000 | I | by GRAT 2015-2 |
| Common StockF2 | Mar 20, 2015 | J | 28,890 | $0.00 | D | 11,110 | I | by GRAT 2014-3 |
| Common StockF2 | Mar 20, 2015 | J | 28,890 | $0.00 | A | 4,951,019 | D | |
| Common StockF2 | Dec 11, 2015 | J | 50,000 | $0.00 | D | 0 | I | by GRAT 2014-3B |
| Common StockF2 | Dec 11, 2015 | J | 50,000 | $0.00 | A | 4,951,019 | D | |
| Common StockF2 | Dec 30, 2015 | J | 70,000 | $0.00 | A | 70,000 | I | by GRAT 2015-3 |
| Common StockF2 | Dec 30, 2015 | J | 70,000 | $0.00 | D | 4,951,019 | D | |
| Common Stock | holding | — | — | — | 132,369 | I | by GRAT 2013-1 | |
| Common Stock | holding | — | — | — | 22,061 | I | by GRAT 2013-3 | |
| Common Stock | holding | — | — | — | 22,061 | I | by GRAT 2013-4 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These transactions are reported as acquisitions or dispositions, however the transactions reflect a change in beneficial ownership from a Grantor Retained Annuity Trust.
- F2Not applicable.
- F3Bona fide gift without consideration of any kind.