SEC Form 4 · accession 0001127602-15-011739
Fossil Group, Inc. · FOSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis R Secor
Officer — Executive V.P. and CFO
Period of report
Mar 15, 2015
Accepted (ET)
Mar 17, 2015 · 5:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883569
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2015 | F | 537 | $0.00 | D | 7,558 | D | |
| Common StockF1,F2 | Mar 15, 2015 | A | 6,050 | $0.00 | A | 13,608 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightF4,F3 | $80.215 | Mar 15, 2015 | A | 10,275 | A | Mar 15, 2016 | Mar 15, 2023 | Common Stock | 10,275 | 10,275 | D |
| Stock Appreciation Right | $101.635 | holding | — | — | — | Jan 15, 2014 | Jan 15, 2021 | Common Stock | 6,310 | 6,310 | D |
| Stock Appreciation Right | $113.04 | holding | — | — | — | Mar 15, 2015 | Mar 15, 2022 | Common Stock | 11,469 | 11,469 | D |
Explanation of responses
- F1Restricted Stock Units that shall become vested and convertible into shares of Common Stock as to 1/3 on 3/15/16; as to 1/3 on 3/15/17; and as to 1/3 on 3/15/18, cumulatively.
- F2After giving effect to the grant of Restricted Stock Units reported herein, includes 10,343 Restricted Stock Units.
- F3Exercisable as to 1/3 on 3/15/16; as to 1/3 on 3/15/17; and as to 1/3 on 3/15/18, cumulatively.
- F4Not applicable.