SEC Form 4 · accession 0001199719-19-000007
SYNOPSYS INC · SNPS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trac Pham
Officer — CFO
Period of report
Feb 22, 2019
Accepted (ET)
Feb 26, 2019 · 2:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883241
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2019 | M | 11,825 | $42.43 | A | 37,167 | D | |
| Common StockF1 | Feb 22, 2019 | S | 11,825 | $102.3659 | D | 25,342 | D | |
| Common Stock | Feb 22, 2019 | M | 2,154 | $39.09 | A | 27,496 | D | |
| Common StockF1 | Feb 22, 2019 | S | 2,154 | $102.3659 | D | 25,342 | D | |
| Common Stock | Feb 22, 2019 | M | 875 | $35.71 | A | 26,217 | D | |
| Common StockF1 | Feb 22, 2019 | S | 875 | $102.3659 | D | 25,342 | D | |
| Common StockF2 | Feb 22, 2019 | S | 6,781 | $102.4228 | D | 18,561 | D | |
| Common Stock | Feb 25, 2019 | M | 5,146 | $42.43 | A | 23,707 | D | |
| Common StockF3 | Feb 25, 2019 | S | 5,146 | $103.0186 | D | 18,561 | D | |
| Common StockF4 | Feb 25, 2019 | S | 3,219 | $102.975 | D | 15,342 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $35.71 | Feb 22, 2019 | M | 875 | D | Aug 24, 2013 | May 24, 2020 | Common Stock | 875 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $39.09 | Feb 22, 2019 | M | 2,154 | D | Aug 23, 2014 | May 23, 2021 | Common Stock | 2,154 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $42.43 | Feb 22, 2019 | M | 11,825 | D | Mar 12, 2015 | Dec 12, 2021 | Common Stock | 11,825 | 11,825 | D |
| Non-Qualified Stock Option (right to buy) | $42.43 | Feb 25, 2019 | M | 5,146 | D | Mar 12, 2015 | Dec 12, 2021 | Common Stock | 5,146 | 6,679 | D |
Explanation of responses
- F1Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $102.35 to $102.441. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- F2Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $102.40 to $102.49. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- F3Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $103.00 to $103.06. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
- F4Represents a weighted average sale price per share. These shares were sold in multiple transactions at prices ranging from $102.97 to $103.00. The Reporting Person has provided to the Issuer, and undertakes to provide to the staff of the Securities and Exchange Commission or any security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.