SEC Form 4 · accession 0001225208-16-033661
VIRTUS INVESTMENT PARTNERS, INC. · VRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry M. Mandinach
Officer — EVP Head of Distribution
Period of report
May 18, 2016
Accepted (ET)
May 19, 2016 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 18, 2016 | F | 586 | $79.57 | D | 8,083 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award.
- F2This number includes (i) 1,135 RSUs that are scheduled to cliff vest on May 18, 2017 (ii) 2,654 RSUs that are scheduled to cliff vest on May 19, 2017 (iii) 1,135 RSUs that are scheduled to cliff vest on May 18, 2018 and (iv) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.