SEC Form 4 · accession 0001225208-16-030054
VIRTUS INVESTMENT PARTNERS, INC. · VRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George R Aylward
Officer — Director, CEO and President · Director
Period of report
Mar 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 15, 2016 | A | 14,686 | $0.00 | A | 143,998 | D | |
| Common Stock | holding | — | — | — | 70 | I | By 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2016 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2019 and will be settled for shares of common stock on a one-for-one basis upon vesting.
- F2This number includes (i) 1,277.449 shares aquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 11,388 RSUs that are scheduled to cliff vest on March 15, 2017; and (iii) 14,686 RSUs that are scheduled to cliff vest on March 15, 2019. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.