SEC Form 4 · accession 0001225208-16-025316
VIRTUS INVESTMENT PARTNERS, INC. · VRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George R Aylward
Officer — Director, CEO and President · Director
Period of report
Jan 29, 2016
Accepted (ET)
Feb 1, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 29, 2016 | M | 9,082 | $39.89 | A | 129,301 | D | |
| Common Stock | holding | — | — | — | 70 | I | By 401k |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $39.89 | Jan 29, 2016 | M | 9,082 | D | Feb 2, 2009 | Feb 2, 2016 | Common Stock | 9,082 | 0 | D |
Explanation of responses
- F1Acquisition of common stock upon exercise of employee stock option.
- F2The aggregate option exercise price and associated payroll taxes were paid in cash.
- F3This number includes (i) 1,266.901 shares aquired in connection with the Issuer's Employee Stock Purchase Plan; (ii) 6,821 RSUs that are scheduled to cliff vest on March 15, 2016; and (iii) 11,388 RSUs that are scheduled to cliff vest on March 15, 2017. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.