SEC Form 4 · accession 0000899243-16-032474
VIRTUS INVESTMENT PARTNERS, INC. · VRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
BANK OF MONTREAL /CAN/
10% Owner
Period of report
Oct 27, 2016
Accepted (ET)
Oct 31, 2016 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Virtus Investment Partners, Inc. (VRTS): Common StockF1,F2 | Oct 27, 2016 | S | 1,727,746 | $93.50 | D | 150 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 150 shares of common stock of Virtus Investment Partners, Inc. held in an investment account for clients of BMO Nesbitt Burns Inc., which is an indirect wholly owned subsidiary of Bank of Montreal. This number does not include 25,346 shares of common stock of Virtus Investment Partners, Inc. held by sub-advisers of CTC myCFO, LLC, a wholly owned subsidiary of BMO Financial Corp., in the name of clients of CTC myCFO, LLC.
- F2Bank of Montreal Holding Inc., a wholly owned subsidiary of Bank or Montreal, is the direct beneficial owner of the shares of common stock of Virtus Investment Partners, Inc. Bank of Montreal is the indirect owner of such securities.