SEC Form 4 · accession 0000883237-19-000021
VIRTUS INVESTMENT PARTNERS, INC. · VRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Francis G Waltman
Officer — EVP, Product Management
Period of report
Feb 22, 2019
Accepted (ET)
Feb 25, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 22, 2019 | F | 893 | $104.73 | D | 32,692 | D | |
| Common Stock | holding | — | — | — | 109 | I | By 401k |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of an RSU award.
- F2This number includes (i) 338.617 shares acquired in connection with the Issuer's Employee Stock Purchase Plan (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019 (iii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021.