SEC Form 4 · accession 0000883237-18-000037
VIRTUS INVESTMENT PARTNERS, INC. · VRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Flynn
Officer — EVP & General Counsel
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 15, 2018 | A | 798 | $0.00 | A | 11,662 | D | |
| Common StockF2,F3 | Mar 15, 2018 | A | 766 | $0.00 | A | 12,428 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2017 Long Term Incentive Plan, subject to a performance condition which has been satisfied. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2020 and will be settled for shares of common stock on a one-for-one basis upon vesting.
- F2These shares comprise an award of restricted stock units ("RSUs") granted to the reporting person pursuant to the Company's 2018 Long Term Incentive Plan. Subject to acceleration in certain circumstances, the RSUs are scheduled to cliff vest on March 15, 2021 and will be settled for shares of common stock on a one-for-one basis upon vesting.
- F3This number includes (i) 1,359 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 1,142 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 1,598 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 766 RSUs that are scheduled to cliff vest on March 15, 2021.