SEC Form 4 · accession 0000883237-17-000054
VIRTUS INVESTMENT PARTNERS, INC. · VRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry M. Mandinach
Officer — EVP, Head of Distribution
Period of report
May 18, 2017
Accepted (ET)
May 22, 2017 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 18, 2017 | F | 586 | $101.05 | D | 9,323 | D | |
| Common StockF1,F2 | May 19, 2017 | F | 1,369 | $103.70 | D | 7,954 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Exempt disposition to the Issuer under Rule 16b-3(e) to satisfy tax withholding obligations arising out of the vesting of a RSU award.
- F2This number includes (i) 1,135 RSUs that are scheduled to cliff vest on May 18, 2018 (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019 and (iii) 1,826 RSUs that are scheduled to cliff vest on March 15, 2020. RSUs will be settled for shares of common stock on a one-for-one basis upon vesting.