SEC Form 4/A · accession 0001179110-19-003270

QUICKLOGIC Corp · QUIK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

This is an amendment (Form 4/A). It replaces an earlier filing for the same period.

Reporting owner

Officer — Sr. VP and CTO

Period of report

Feb 19, 2019

Accepted (ET)

Mar 5, 2019 · 4:51 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000882508

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F5	Feb 19, 2019	M	8,587	$0.00	A	146,542	D
Common Stock	Feb 19, 2019	F	3,511	$0.86	D	143,031	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Unit^F1,F2	$0.00	Feb 19, 2019	M	8,587	D	—	—	Common Stock	8,587	42,939	D

F1Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F225% of the RSUs vested on 08/10/2018, one year from the grant date. The balance of the shares vest 12.5% every six months. Shares of the Issuers common stock will be delivered to the Reporting Person upon vesting.
F3Exempt transaction pursuant to Section 16b3(e) payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b3. All of the shares reported as disposed of on this line were relinquished by the Reporting person and cancelled by the issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting person resulting from the vesting of the RSUs.
F4Vesting of Restricted Stock Units (RSUs) granted to the Reporting Person on August 10, 2017.
F5Includes 7,309 shares of common stock acquired through the Issuer's employee stock purchase plan (the "ESPP") on November 14, 2019.