SEC Form 4 · accession 0001179110-18-008136
QUICKLOGIC Corp · QUIK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian C Faith
Officer — President and CEO · Director
Period of report
May 29, 2018
Accepted (ET)
Jun 5, 2018 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882508
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 29, 2018 | J | 8,696 | $1.146 | A | 41,329 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant | $1.38 | May 29, 2018 | J | 3,479 | A | May 29, 2018 | May 29, 2023 | Common Stock | 3,479 | 3,479 | D |
Explanation of responses
- F1Common Stock and Warrants purchased through a Private Placement related to the $15.5 Million Public Offering of Common Stock which closed on May 29, 2018, and was facilitate by Craig-Hallum Capital Group.