SEC Form 3 · accession 0000899243-16-015788
WESTERN ASSET INTERMEDIATE MUNI FUND INC. · SBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
UBS Group AG
10% Owner
Period of report
Feb 20, 2015
Accepted (ET)
Mar 11, 2016 · 5:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882300
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Preferred StockF2,F1 | holding | — | — | — | 20 | I | By subsidiary - see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Statement is filed jointly by UBS Group AG for the benefit and on behalf of UBS Securities LLC and UBS Financial Services Inc., two-wholly owned subsidiaries of UBS Group AG to which UBS Group AG has delegated portions of its performance obligations with respect to the Auction Rate Securities Rights issued by UBS Group AG to certain clients and pursuant to which the securities reported herein have been purchased from such clients.
- F2[CUSIP No. [958435208] )
Remarks
This Statement filing was triggered as a result of an Issuer tender offer expiring on February 20, 2015. UBS Group AG did not participate in the tender offer.