SEC Form 4 · accession 0001019687-16-007176
AETHLON MEDICAL INC · AEMD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward G Broenniman
Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 11, 2016 · 9:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882291
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Aug 9, 2016 | A | 16,432 | A | — | — | Common Stock | 16,432 | 16,432 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
- F212,324 of the resticted stock units vested on the grant date, and the remaining restricted stock units will vest ratably on 9/30/16, 12/31/16 and 3/31/17.