SEC Form 4 · accession 0001406587-17-000051
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David V Auld
Officer — President and CEO
Period of report
Nov 2, 2017
Accepted (ET)
Nov 6, 2017 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 2, 2017 | M | 97,500 | $0.00 | A | 203,854 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Nov 2, 2017 | M | 97,500 | D | — | Nov 2, 2017 | Common Stock | 97,500 | 0 | D |
Explanation of responses
- F1Represents settlement in common stock of performance restricted stock units awarded November 5, 2014.
- F2Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.