SEC Form 4 · accession 0000882184-19-000081
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara K Allen
Director
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2019 | M | 470 | — | A | 7,060 | D | |
| Common StockF2 | Mar 8, 2019 | S | 1,410 | $40.4747 | D | 5,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Mar 7, 2019 | M | 470 | D | — | — | Common Stock | 470 | 1,880 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2The price reported in Column 4 is a weighted average price. The prices actually received ranged from $40.47 to $40.477. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3On March 7, 2018, the reporting person was granted 2,350 restricted stock units, vesting in five annual installments beginning March 7, 2019.