SEC Form 4 · accession 0000882184-19-000079
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Murray
Officer — EVP and COO
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 4:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2019 | M | 4,600 | — | A | 97,172 | D | |
| Common Stock | Mar 7, 2019 | F | 1,811 | $40.56 | D | 95,361 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Mar 7, 2019 | M | 4,600 | D | — | — | Common Stock | 4,600 | 18,400 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2These shares were surrendered to issuer to cover tax obligations of the 4,600 shares of DHI common stock issued upon the vesting of the restricted stock units awarded March 7, 2018.
- F3On March 7, 2018, the reporting person was granted 23,000 restricted stock units, vesting in five annual installments beginning March 7, 2019.