SEC Form 4 · accession 0000882184-19-000078
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David V Auld
Officer — President and CEO
Period of report
Mar 7, 2019
Accepted (ET)
Mar 11, 2019 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 7, 2019 | M | 9,000 | — | A | 413,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 7, 2019 | M | 9,000 | D | — | — | Common Stock | 9,000 | 18,000 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2On March 7, 2018, the reporting person was granted 27,000 restricted stock units, vesting in three annual installments beginning March 7, 2019.