SEC Form 4 · accession 0000882184-19-000050
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara K Allen
Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | M | 423 | — | A | 6,073 | D | |
| Common StockF2 | Feb 15, 2019 | S | 423 | $39.8113 | D | 5,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 14, 2019 | M | 423 | D | — | — | Common Stock | 423 | 1,269 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2The price reported in Column 4 is a weighted average price. The prices actually received ranged from $39.807 to $39.817. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3On February 14, 2017, the reporting person was granted 2,115 restricted stock units, vesting in five annual installments beginning February 14, 2018.