SEC Form 4 · accession 0000882184-19-000047
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David V Auld
Officer — President and CEO
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | M | 11,283 | — | A | 404,353 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Feb 14, 2019 | M | 11,283 | D | — | — | Common Stock | 11,283 | 11,283 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2On February 14, 2017, the reporting person was granted 33,850 restricted stock units, vesting in three annual installments beginning February 14, 2018.