SEC Form 4 · accession 0000882184-19-000046
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Horton
Officer — Chairman · Director
Period of report
Feb 14, 2019
Accepted (ET)
Feb 19, 2019 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 14, 2019 | M | 28,200 | — | A | 23,712,961 | D | |
| Common Stock | Feb 14, 2019 | F | 10,434 | $39.80 | D | 23,702,527 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF4,F1,F3 | — | Feb 14, 2019 | M | 28,200 | D | — | — | Common Stock | 28,200 | 24,908 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2These shares were surrendered to issuer to cover tax obligations of the 28,200 shares of DHI common stock issued upon the vesting of the restricted stock units awarded February 14, 2017.
- F3On February 14, 2017, the reporting person was granted 84,600 restricted stock units, vesting in three annual installments beginning February 14, 2018.
- F4Total adjusted to reflect the 3,292 shares that were surrendered to issuer to cover withholding tax obligations on December 1, 2017.