SEC Form 4 · accession 0000882184-19-000035
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Murray
Officer — EVP and COO
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | M | 6,580 | — | A | 87,681 | D | |
| Common Stock | Feb 12, 2019 | F | 2,695 | $40.61 | D | 84,986 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Feb 12, 2019 | M | 6,580 | D | — | — | Common Stock | 6,580 | 13,160 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2These shares were surrendered to issuer to cover tax obligations of the 6,580 shares of DHI common stock issued upon the vesting of the restricted stock units awarded February 12, 2016.
- F3On February 12, 2016, the reporting person was granted 32,900 restricted stock units, vesting in five annual installments beginning February 12, 2017.