SEC Form 4 · accession 0000882184-19-000007
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barbara K Allen
Director
Period of report
Jan 21, 2019
Accepted (ET)
Jan 23, 2019 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2019 | M | 4,000 | — | A | 9,650 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 21, 2019 | M | 4,000 | D | — | — | Common Stock | 4,000 | 0 | D |
| Restricted Stock UnitF3,F4 | — | Jan 23, 2019 | A | 12,000 | A | — | — | Common Stock | 12,000 | 12,000 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017.
- F3Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
- F4The restricted stock units vest in three equal annual installments beginning January 23, 2020.