SEC Form 4 · accession 0000882184-18-000105
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David V Auld
Officer — President and CEO
Period of report
Nov 6, 2018
Accepted (ET)
Nov 7, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 6, 2018 | M | 106,250 | $0.00 | A | 339,181 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Nov 6, 2018 | M | 106,250 | D | — | Nov 6, 2018 | Common Stock | 106,250 | 0 | D |
Explanation of responses
- F1Represents settlement in common stock of performance restricted stock units awarded November 4, 2015.
- F2Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.