SEC Form 4 · accession 0000882184-18-000066
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley S Anderson
Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2018 | M | 940 | — | A | 32,191 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 5, 2018 | M | 940 | D | — | — | Common Stock | 940 | 1,880 | D |
| Restricted Stock UnitF3,F4 | — | Mar 7, 2018 | A | 2,350 | A | — | — | Common Stock | 2,350 | 2,350 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2On March 5, 2015, the reporting person was granted 4,700 restricted stock units, vesting in five annual installments beginning March 5, 2016.
- F3Each restricted stock unit represents a contingent right to receive one share of DHI common stock upon vesting.
- F4The restricted stock units vest in five equal annual installments beginning March 7, 2019.