SEC Form 4 · accession 0000882184-18-000008
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Hewatt
Director
Period of report
Jan 21, 2018
Accepted (ET)
Jan 23, 2018 · 4:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 21, 2018 | M | 4,000 | — | A | 8,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jan 21, 2018 | M | 4,000 | D | — | — | Common Stock | 4,000 | 4,000 | D |
Explanation of responses
- F1Each restricted stock unit converts into one share of DHI common stock.
- F2On January 21, 2016, the reporting person was granted 12,000 restricted stock units, vesting in three annual installments beginning January 21, 2017. The reporting person elected to defer settlement of all restricted stock units granted on January 21, 2016 until January 2019.