SEC Form 4 · accession 0000882184-17-000023
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Horton
Officer — Chairman · Director
Period of report
Jan 25, 2017
Accepted (ET)
Jan 27, 2017 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 15, 2016 | G | 4,509 | $0.00 | D | 25,008,370 | D | |
| Common StockF2 | Jan 25, 2017 | S | 162,290 | $31.4568 | D | 24,846,080 | D | |
| Common StockF3 | Jan 26, 2017 | S | 1,065,458 | $31.4579 | D | 23,780,622 | D | |
| Common StockF4,F5 | Jan 27, 2017 | S | 772,252 | $30.9814 | D | 23,008,370 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved gifts of securities to the trusts of five individuals outside of Mr. Horton's household and is being voluntarily disclosed on this Form 4. Mr. Horton disclaims beneficial ownership of the shares gifted.
- F2The price reported in Column 4 is a weighted average price. The prices actually received ranged from $31.37 to $31.55. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F3The price reported in Column 4 is a weighted average price. The prices actually received ranged from $31.18 to $31.90. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F4The price reported in Column 4 is a weighted average price. The prices actually received ranged from $30.83 to $31.47. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F5Following all transactions listed on this Form 4, Mr. Horton beneficially owns 23,008,370 shares of DHI common stock directly.