SEC Form 4 · accession 0000882184-15-000076
HORTON D R INC /DE/ · DHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Horton
Officer — Chairman · Director
Period of report
Nov 4, 2015
Accepted (ET)
Nov 6, 2015 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882184
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Nov 4, 2015 | M | 286,116 | $0.00 | A | 24,928,653 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | — | Nov 4, 2015 | M | 286,116 | D | — | Nov 4, 2015 | Common Stock | 286,116 | 0 | D |
Explanation of responses
- F1Represents settlement in common stock of performance restricted stock units awarded November 8, 2012.
- F2Each restricted stock unit represented a contingent right to receive one share of DHI common stock upon vesting and satisfaction of certain performance goals.
- F3The total on this Form 4 was adjusted to reflect a correction of 88 shares that were over-reported for a 12/17/2014 gift voluntarily disclosed on a Form 4 filed with the SEC on 8/20/2015.