SEC Form 5 · accession 0001255452-18-000001
Flaherty & Crumrine PREFERRED INCOME OPPORTUNITY FUND INC · PFO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradford S Stone
Officer — VP, Treasurer and CFO · Other
Period of report
Nov 30, 2017
Accepted (ET)
Jan 19, 2018 · 1:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882071
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock | Aug 3, 2017 | W | 1,608 | $12.22 | A | 1,645 | I | Trust |
| Common stock | holding | — | — | — | 5,105 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Due to his ownership of 17.5% of Flaherty & Crumrine Incorporated, Mr. Stone has an indirect interest in the 8,603 shares of common stock held by Flaherty & Crumrine Incorporated.