SEC Form 4/A · accession 0001179110-16-028987
SPX Technologies, Inc. · SPXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Andrew Reilly
Officer — Corp. Controller and CAO
Period of report
Oct 13, 2015
Accepted (ET)
Aug 24, 2016 · 5:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088205
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1,F3 | Oct 13, 2015 | A | 10,113 | — | A | 75,908 | D | |
| Common Stock | holding | — | — | — | 497 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee stock option to purchase common stockF4,F5 | $12.36 | Oct 13, 2015 | A | 33,267 | A | Oct 13, 2018 | Oct 13, 2025 | Common Stock | 33,267 | 33,267 | D |
Explanation of responses
- F1Grant of restricted stock units pursuant to the SPX Corporation 2002 Stock Compensation Plan.
- F2The equity award received by the reporting person on October 13, 2015 was inadvertently reported as a grant consisting solely of restricted stock units; however, the grant actually consisted of 50% restricted stock units and 50% employee stock options, having the same total value.
- F3Includes unvested restricted stock units.
- F4Grant of stock option pursuant to the SPX Corporation 2002 Stock Compensation Plan.
- F5Vests as to 100% of the shares on the third anniversary of the grant date.