SEC Form 4 · accession 0001140361-16-063434
ABAXIS INC · ABAX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Casey
Director
Period of report
May 2, 2016
Accepted (ET)
May 4, 2016 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 4, 2016 | M | 5,000 | $0.00 | A | 23,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | $0.00 | May 2, 2016 | A | 5,500 | A | May 2, 2017 | — | Common Stock | 5,500 | 5,500 | D |
| Restricted Stock UnitsF1,F2,F3 | $0.00 | May 4, 2016 | M | 5,000 | D | May 4, 2016 | — | Common Stock | 5,000 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of Abaxis common stock.
- F2Granted under the Abaxis 2014 Equity Incentive Plan. Restricted Stock Units fully vest 100% after one year.
- F3Not applicable.