SEC Form 4 · accession 0001127602-19-004278
Avery Dennison Corp · AVY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter K Barker
Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 6, 2019 · 2:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 5, 2019 | M | 2,000 | $20.64 | A | 29,769 | D | |
| Common StockF1 | Feb 5, 2019 | S | 2,000 | $104.51 | D | 27,769 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2009 Director Stock OptionF2 | $20.64 | Feb 5, 2019 | M | 2,000 | D | Feb 26, 2010 | Feb 26, 2019 | Common Stock | 2,000 | 0 | D |
| Common Stock Units - DDECP | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 28,921 | 28,921 | I |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $104.50 to $104.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Option grant under the Avery Dennison Corporation Director Equity Plan, as amended and restated. Options are exercisable in two cumulative installments of 50% each year beginning on the first anniversary date of the grant, which is the date given.