SEC Form 4 · accession 0001127602-17-016562
Avery Dennison Corp · AVY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bradley A Alford
Director
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 2:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 1, 2017 | M | 859 | $83.42 | A | 10,693 | D | |
| Common Stock | May 1, 2017 | M | 746 | $83.42 | A | 11,439 | D | |
| Common Stock | May 1, 2017 | M | 640 | $83.42 | A | 12,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2014 Director RSU AwardF1 | $0.00 | May 1, 2017 | M | 859 | D | May 1, 2015 | May 1, 2017 | Common Stock | 859 | 0 | D |
| 2015 Director RSU AwardF2 | $0.00 | May 1, 2017 | M | 746 | D | May 1, 2016 | May 1, 2018 | Common Stock | 746 | 747 | D |
| 2016 Director RSU AwardF3 | $0.00 | May 1, 2017 | M | 640 | D | May 1, 2017 | May 1, 2019 | Common Stock | 640 | 1,282 | D |
| 2017 Director RSU AwardF4 | $0.00 | May 1, 2017 | A | 1,678 | A | May 1, 2018 | May 1, 2018 | Common Stock | 1,678 | 1,678 | D |
| Common Stock Units - DDECP | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 15,498 | 15,498 | I |
Explanation of responses
- F1Shares reflect the vesting of the third tranche of restricted stock units granted on May 1, 2014.
- F2Shares reflect the vesting of the second tranche of restricted stock units granted on May 1, 2015.
- F3Shares reflect the vesting of the first tranche of restricted stock units granted on May 1, 2016.
- F4The restricted stock units vest on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock.