SEC Form 4 · accession 0001127602-17-010780
Avery Dennison Corp · AVY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ken C Hicks
Director
Period of report
Mar 6, 2017
Accepted (ET)
Mar 8, 2017 · 1:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2017 | M | 2,000 | $52.115 | A | 20,058 | D | |
| Common Stock | Mar 6, 2017 | S | 2,000 | $81.2986 | D | 18,058 | D | |
| Common Stock | Mar 6, 2017 | M | 2,000 | $20.64 | A | 20,058 | D | |
| Common Stock | Mar 6, 2017 | S | 2,000 | $81.33 | D | 18,058 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Director Stock OptionF1 | $52.115 | Mar 6, 2017 | M | 2,000 | D | Feb 28, 2009 | Feb 28, 2018 | Common Stock | 2,000 | 0 | D |
| 2009 Director Stock OptionF1 | $20.64 | Mar 6, 2017 | M | 2,000 | D | Feb 26, 2010 | Feb 26, 2019 | Common Stock | 2,000 | 0 | D |
| Common Stock Units - DDECP | $0.00 | holding | — | — | — | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 11,766 | 11,766 | I |
Explanation of responses
- F1Options are exercisable in two cumulative installments of 50% each year beginning on the first anniversary date of the grant.