SEC Form 4 · accession 0001127602-16-064011
Avery Dennison Corp · AVY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan C Miller
Officer — Senior VP, Gen Counsel & Secty
Period of report
Oct 3, 2016
Accepted (ET)
Oct 4, 2016 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 3, 2016 | M | 2,000 | $52.115 | A | 8,518 | D | |
| Common StockF1 | Oct 3, 2016 | S | 2,000 | $77.36 | D | 6,518 | D | |
| Common Stock | holding | — | — | — | 16,997 | I | EVDRP | |
| Common Stock (Savings Plan) | holding | — | — | — | 670 | I | Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2008 Employee Stock OptionF1,F2 | $52.115 | Oct 3, 2016 | M | 2,000 | D | Feb 28, 2009 | Feb 28, 2018 | Common Stock | 2,000 | 17,035 | D |
Explanation of responses
- F1Transaction occurred pursuant to a Rule 10b5-1 Trading Plan established prior to the trade date.
- F2Options are exercisable in four cumulative installments of 25% each year beginning on the first anniversary date of the grant.