SEC Form 4 · accession 0001127602-15-030884
Avery Dennison Corp · AVY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Hill
Officer — Sr. VP & Chief HR Officer
Period of report
Nov 6, 2015
Accepted (ET)
Nov 9, 2015 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 6, 2015 | M | 59,328 | $39.32 | A | 88,544 | D | |
| Common StockF1 | Nov 6, 2015 | S | 59,328 | $64.74 | D | 29,216 | D | |
| Common Stock | Nov 6, 2015 | M | 45,779 | $52.115 | A | 74,995 | D | |
| Common StockF2 | Nov 6, 2015 | S | 45,779 | $64.74 | D | 29,216 | D | |
| Common Stock | Nov 6, 2015 | M | 22,000 | $50.975 | A | 51,216 | D | |
| Common StockF3 | Nov 6, 2015 | S | 22,000 | $64.75 | D | 29,216 | D | |
| Common Stock (Savings Plan) | holding | — | — | — | 2,637 | I | Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2011 Employee Stock OptionF4 | $39.32 | Nov 6, 2015 | M | 59,328 | D | Feb 24, 2012 | Feb 24, 2021 | Common Stock | 59,328 | 0 | D |
| 2008 Employee Stock OptionF4 | $52.115 | Nov 6, 2015 | M | 45,779 | D | Feb 28, 2009 | Feb 28, 2018 | Common Stock | 45,779 | 0 | D |
| 2008 Employee Stock OptionF4 | $50.975 | Nov 6, 2015 | M | 22,000 | D | Mar 3, 2009 | Mar 3, 2018 | Common Stock | 22,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $64.50 to $65.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $64.50 to $65.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3This transaction was executed in multiple trades at prices ranging from $64.50 to $65.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F4Options are exercisable in cumulative installments of 25% on the first, second, third and fourth anniversary of the date of the grant.