SEC Form 4 · accession 0001127602-15-030174
Avery Dennison Corp · AVY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan C Miller
Officer — Senior VP, Gen Counsel & Secty
Period of report
Nov 2, 2015
Accepted (ET)
Nov 3, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008818
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 2, 2015 | M | 27,533 | $31.665 | A | 28,906 | D | |
| Common StockF1 | Nov 2, 2015 | S | 27,533 | $64.88 | D | 1,373 | D | |
| Common StockF2 | Nov 2, 2015 | S | 1,373 | $64.92 | D | 0 | D | |
| Common Stock | Nov 2, 2015 | S | 3,412 | $65.715 | D | 0 | I | Trust |
| Common Stock | holding | — | — | — | 10,515 | I | EVDRP | |
| Common Stock (Savings Plan) | holding | — | — | — | 658 | I | Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2010 Employee Stock OptionF3 | $31.665 | Nov 2, 2015 | M | 27,533 | D | Feb 26, 2011 | Feb 26, 2020 | Common Stock | 27,533 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $64.75 to $65.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2This transaction was executed in multiple trades at prices ranging from $64.91 to $64.94. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F3Options are exercisable in four cumulative installments of 25% each year beginning on the first anniversary date of the grant, which is the date given .