SEC Form 4 · accession 0001425770-16-000005

HF FINANCIAL CORP · HFFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Feb 17, 2016

Accepted (ET)

Feb 19, 2016 · 4:16 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000881790

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Feb 17, 2016	S	5,355	$11.3231	D	0	I	By 401(k)
Common Stock^F2	Feb 18, 2016	P	5,469	$11.0861	A	5,469	I	By 401(k)
Common Stock	holding	—	—		—	884	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Appreciation Rights^F4	$12.48	holding	—	—	—	Sep 9, 2010	Sep 9, 2019	Common Stock	6,953	6,953	D

F1Inadvertent sale of shares as part of a broader 401(k) portfolio re-balancing.
F2Represents units held in a unitized stock fund through the issuer's 401(k) Retirement Savings Plan. The unitized stock fund of the issuer's 401(k) Retirement Savings Plan consists of cash and common stock in amounts that vary from time to time. As of February 17, 2016, the reporting person had 5,354.8340 units in the issuer's 401(k) Retirement Savings Plan, and on February 18, 2016, the reporting person had 5,469.2810 units in the issuer's 401(k) Retirement Savings Plan.
F3Purchase intended to unwind, as closely as possible, the inadvertent sale on February 17, 2016. The Reporting Person disgorged short-swing profits, in the amount of $1,295.89, to the issuer, and, upon settlement, the Reporting Person will have discharged in full any obligation under Section 16(b) with respect to the reported transactions.
F4The Stock Appreciation Rights vest in equal amounts over a 4-year period beginning 09/09/2010.