SEC Form 4 · accession 0001398728-16-000006
HF FINANCIAL CORP · HFFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brent R Olthoff
Other
Period of report
Mar 30, 2016
Accepted (ET)
Apr 1, 2016 · 4:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000881790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 30, 2016 | M | 1,333 | $12.48 | A | 8,978 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF2 | $12.48 | Mar 30, 2016 | M | 4,289 | D | — | Sep 9, 2019 | Common Stock | 4,289 | 0 | D |
Explanation of responses
- F1Represents the number of shares of Common Stock acquired upon conversion of Stock Appreciation Rights at a Fair Market Value of $18.11 on the date of conversion.
- F2The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/09/2010.