SEC Form 4 · accession 0001370838-16-000003

HF FINANCIAL CORP · HFFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP/Subsidiary

Period of report

Mar 11, 2016

Accepted (ET)

Mar 15, 2016 · 4:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000881790

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Mar 11, 2016	M	57	$16.00	A	7,840	D
Common Stock^F1	Mar 11, 2016	M	183	$16.10	A	8,023	D
Common Stock^F1	Mar 11, 2016	M	483	$14.71	A	8,506	D
Common Stock^F1	Mar 11, 2016	M	1,959	$12.48	A	10,465	D
Common Stock	holding	—	—		—	2,369	I	By 401(k)

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Appreciation Rights^F2	$16.00	Mar 11, 2016	M	527	D	—	Sep 13, 2016	Common Stock	527	D
Stock Appreciation Rights^F3	$16.10	Mar 11, 2016	M	1,782	D	—	Sep 12, 2017	Common Stock	1,782	D
Stock Appreciation Rights^F4	$14.71	Mar 11, 2016	M	2,679	D	—	Sep 10, 2018	Common Stock	2,679	D
Stock Appreciation Rights^F5	$12.48	Mar 11, 2016	M	6,429	D	—	Sep 9, 2019	Common Stock	6,429	D

F1Represents the number of shares of Common Stock acquired upon conversion of Stock Appreciation Rights at a Fair Market Value of $17.95 on the date of conversion.
F2The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2007.
F3The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/12/2008.
F4The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/10/2009.
F5The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/09/2010.